It’s a new year and now that the holidays are over, it’s time to start thinking about everybody’s favorite topic – THE PERFORMANCE APPRAISAL!
I’ve written extensively about the traditional annual performance appraisal and believe there is a place for it in certain organizations but I also think it’s time to explore something new and innovative that will be more effective in today’s modern workplace.
There’s a lot of talk about scrapping the performance appraisal altogether. I’m starting to believe that the traditional annual PA is becoming obsolete in today’s modern workplace. There still needs to be some sort of tool, however, to set employee objectives and expectations and then to measure how the employee did against those expectations.
Today, I’m going to explore an alternative to the annual performance appraisal that, in my opinion, is one of the better systems. I did some research and landed on one that seems to be the best, Adobe’s Check-in Performance Approach.
There are three components that make up the Check-in Framework. It’s important to note that the Framework emphasizes that it is the employee’s responsibility to take ownership of their career. I love this approach because it aligns very closely to a similar feedback system I’ve been using and refining in the field for years called Responsibility Based Performance, something I will write about in the future.
1. Expectations, which is driven by the manager. This is where the manager works closely with the employee to establish the employee’s expectations and goals. The manager also helps the employee clarify their role, responsibilities, and success criteria throughout the year.
The first step in any sort of performance appraisal discussion is the need to establish clear expectations and objectives. The Check-in Framework is no different. Employees want to know exactly what’s expected of them and how their performance aligns with the organization’s objectives.
Employees and managers need to meet annually to establish and outline the employee’s objectives in writing. The objectives should be clear to both the manager and employee on what needs to be accomplished and how it should be accomplished. Once the objectives have been agreed upon, they will need to be reviewed and refined throughout the year. The frequency of this periodic review will depend on the department or business unit.
In order to hold everybody accountable to this Framework, employees will need to be surveyed several times throughout the year to make sure they have set expectations with their managers and are having regular follow-up meetings to review and refine their objectives. It is also critical that senior leaders show their support for the program and are following up to make sure this is happening.
2. Feedback, which is driven by both the manager and the employee. Feedback is the key to the entire Framework and will require the most amount of training. This is where both the manager and the employee give and receive ongoing feedback. The manager also provides ongoing and timely feedback that recognizes good performance and works to improve and address performance issues.
Again, feedback is the key to the entire Framework and is the most difficult component to get right. It will require quite a bit of training of the organization’s managers and follow-up by HR in order to get it right. The goal with the feedback component is to have employees at all levels of the organization give and receive feedback.
Feedback needs to be timely and relevant to the needs of the business and the employee. It needs to be given with the honest intention of helping the employee understand that they are doing a good job or that they need to improve. Remember also that feedback should be both positive and constructive.
If employees are not meeting their objectives or performing up to their expectations, they will need to enter into the organization’s corrective action process.
Adobe uses the Specifics, Ask, Impact, Do (SAID) model of giving feedback.
Specifics – State what the person has or has not done by using concrete examples.
Ask – Ask open ended questions to understand their perspective. (How do you see the situation? Did I contribute to the problem in some way?)
Impact – Express the impact on the business, team, or you. When framed as a means to reach a specific business goal, it becomes an opportunity to solve a problem or understand how their actions impacted the business directly.
Do – State what needs to continue or change.
I also strongly recommend taking a look at the Manager Tools Feedback Model for advice on how to give effective feedback. It’s similar to SAID but leaves out the Ask element.
Its also worth taking a look at my friend Morag Barret’s recent article on delivering tough feedback.
Again, to hold everybody accountable, employees will need to be surveyed throughout the year to make sure they are receiving regular feedback from their manager. Senior leadership will also need to support and follow up to make sure this is happening.
3. Growth & Development, which is driven by the employee, supported by the manager, and enabled by the organization. Here, the organization and manager must provide opportunities to the employee to develop and increase their skills, knowledge, and experience in their current role. These opportunities, of course, must be aligned with the business needs of the organization and the employee’s individual ambitions.
The organization must provide a work environment that encourages and helps employees grow and develop their skills and knowledge as it relates to the organization’s business. Giving them different job experiences, providing training and opportunities are ways to help employees expand their skills in their current roles and to develop them for future roles within the organization.
The skills and knowledge that are being developed must, of course, align with the needs and objectives of the organization in order for the employee’s growth and development to be relevant and actionable.
The organization should create a form that will help employees communicate their interests, career goals, and professional aspirations. The employee and manager should discuss these so that the appropriate opportunities can be provided by the organization and supported by the manager.
Once again, to hold everybody accountable, employee surveys will need to be taken to measure the effectiveness of the Growth & Development component as it relates to employee engagement.
I really like this Framework and would love to help an organization implement a version of it. It’s an innovative system that would be very effective measuring employee performance and developing employees in today’s modern workplace.
As a reminder, last week I started a new feature called the HHHR Weekly Survey (using SurveyGizmo) where I survey my readers and listeners on the current blog post and podcast. Remember to take the survey I’ve included for this post which is located on the top of the sidebar or can be found by clicking here.